Today, mounting market forces place escalating demands on advisors and capital markets participants to transform the ways they operate. They must ensure compliance with evolving, ever-stricter regulatory rules, increasing client demands, and pressures to continually increase the efficiency of their operations. In response to these demands, firms leverage the DealCloud suite of compliance solutions to streamline the identification and management of conflicts of interest at all stages of a deal and manage confidential information through NDA management alongside restricted lists and watch lists.
You’ll accelerate conflicts review and resolution by streamlining critical risk-management activities within a unified deal, relationship, and compliance management platform.
Our sophisticated and diligent data protection, storage, and privacy practices are designed to meet the risk and compliance needs and concerns of firms ranging to small private entities to large publicly-traded firms.
- Organized deal participant information
- Automated notifications and workflows
- Increased transparency into conflicts clearance
- Due diligence made easier
- Enhanced risk mitigation
- Accelerated conflict of interest clearance