DealCloud Employee Compliance software offers a modern, configurable solution that addresses the ever-changing regulatory environment. This end-to-end solution monitors, manages, and enforces employee adherence to firm code-of-ethics policies in a centralized location.
The software gives compliance officers a holistic view of employees’ personal investments, trading, gifts, outside activities, and more, helping them act quickly to mitigate risk and protect against regulatory fines and reputational damage.