When working with sensitive data like material non-public information (MNPI), you must be able to store this information in the most secure manner possible. Private deals such as mergers, acquisitions, and loans can expose unauthorized individuals within a company to sensitive information. This can happen if you do not take proper precautions. Dealmakers need to reassure clients at financial institutions, including big companies and small banks, that their private information is secure. They also need to ensure that the firm will actively monitor for any conflicts of interest.
When working with sensitive data like material non-public information (MNPI), you must be able to store this information in the most secure manner possible. Private deals such as mergers, acquisitions, and loans can expose unauthorized individuals within a company to sensitive information. This can happen if you do not take proper precautions. Dealmakers need to reassure clients at financial institutions, including big companies and small banks, that their private information is secure. They also need to ensure that the firm will actively monitor for any conflicts of interest.
Manual checks and balances no longer provide a sense of security for clients with mission-critical private data. Capital market firms need software to keep up with increasing regulations and deal flow to retain clients. Intapp DealCloud is a software made by experts in the financial industry. It can give you and your clients the confidence you need.
DealCloud streamlines the flow of MNPI within your firm, ensuring only individuals with proper permission can access sensitive information. Officers can view access attempts and gain increased transparency into the security of the data. Additionally, administrators can differentiate information barriers between private-side and public-side data, including sales, trading, and research. Firms use clear barriers to stop public-side employees from seeing important information, which lowers the risk of conflicts.
Intapp Conflicts users can add securities to a watchlist or graylist to prevent misuse of MNPI. This feature works with your ethics solution. It helps monitor and restrict stocks that employees can trade. This helps monitor and restrict stocks that employees can trade. These safeguards help firms mitigate potential conflicts of interest and ensure compliance with legal and regulatory governance.
Conflicts can also protect capital markets firms from potential conflicts of interest by monitoring crucial information, including:
- Prior and current firm engagements with clients that could result in externally conflicting deals
- Engagements with various roles within a firm that could result in an internal conflict
- Employee personal holdings, trading, and outside business interests
Intapp Conflicts enables firms to seamlessly integrate deal management platforms and pipeline management solutions. This integration provides instant transaction information and advanced analytics in an automated and auditable solution.
Ready to explore how Conflicts can help you manage risk and protect material non-public information?
Schedule a demo of Intapp DealCloud.