Intapp Employee Compliance
Proactively mitigate risk by gaining complete visibility into employee investments and activities
Intapp private capital solutions
Solutions for private capital firms
Solutions for private capital markets
Reduce compliance risk by reviewing and managing employees’ outside business activities, personal investments, political activity, and attestation documents in a single location.
Increase investor confidence by demonstrating your firms’ adherence to internal code-of-ethics policies and regulatory requirements — all using Intapp Employee Compliance.
Simplify personal investment management with Intapp Employee Compliance
Simplify code-of-conduct compliance with a single destination for monitoring, disclosing, and clearing personal investments and outside business activities.
Protect your firm
Quickly identify and mitigate compliance risks to firm code-of-ethics policies.
Demonstrate compliance
Review, update, complete, and audit required documentation and decisions.
Boost employee confidence
Make compliance easier for employees with timely approvals aligned to firm policies.
Intapp Employee Compliance
Make compliance management easier by unifying outside activities, investments, political contributions, and attestations.
Automated disclosures
Simplify disclosure of investments, outside business activities, and other material concerns.
Integrated brokerage account data
Save time and reduce errors by connecting brokerage accounts through managed setup and maintenance.
Simplified attestation and document management
Complete required attestation, firm documents, and disclosures in one location.
Automated trade preclearance
Quickly approve employee requests and investment activity using your firm’s restricted list.
Centralized access for covered parties
Provide a hub where spouses or financial planners can initiate, track, and receive approval of trade requests.
Personalized reporting
Customize periodic or ad hoc reports and audits by filtering and configuring data as needed.
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